Jeremy Windell Smith
Investment Adviser Representative at Seros Wealth Partners
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Jeremy Windell Smith is an investment adviser representative with Seros Wealth Partners in Gilbert, AZ, where they have been registered since 2013. They have worked in the securities industry since 2007 and have been registered with 4 firms, including Newmark Capital Management, LLC and First Financial Equity Corporation. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Arizona and Texas.
Office
Advisors at this office: 7
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Arizona, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Newmark Capital Management, LLCMay 2010 – Dec 2020Mesa, AZ
- Seros Financial LLCFeb 2013 – no end date reportedTempe, AZ
- United Planners' Financial ServicesJun 2013 – no end date reportedScottsdale, AZ
- Seros InsuranceJan 2014 – no end date reportedTempe, AZ
- Links Medical Group D/b/a Caretrek Medical GroupSep 2013 – Jan 2019Scottsdale, AZ
- Ponderosa Management LLCJan 2015 – no end date reportedTempe, AZ
- Links Holding GroupAug 2016 – no end date reportedTempe, AZ
- Newmark Capital ManagementMay 2010 – Dec 2020Tempe, AZ
- Links Medical Group DBA Caretrek Mobile MedicalOct 2013 – Dec 2020Scottsdale, AZ
- Bronell IncNov 2017 – no end date reportedCovina, CA
- SSJS Holdings LLCNov 2020 – no end date reportedTempe, AZ
- Ponderosa Retreat LLCDec 2021 – no end date reportedTempe, AZ
- Seros FinancialFeb 2013 – no end date reportedTempe, AZ
- Snowflake HIGH School FootballAug 2016 – no end date reportedSnowflake, AZ
- Paico LLCOct 2022 – no end date reportedTempe, AZ
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Seros Wealth Partners
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Performance-based fees
- Subscription fee
- Firm account minimum
- $500,000 (waivable)
- $0 – $499,9991.90%
- $500,000 – $999,9991.85%
- $1,000,000 – $2,000,0001.65%
- Above $2,000,0001.60%
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 7
- Offices listed on AdvisorFinder:
- 1
- Main office:
- Gilbert, AZ
- SEC file number:
- 801-120609
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 2, 2026
View full firm profileOther advisors at Seros Wealth Partners
6 other advisors in the directory
Similar advisors in Gilbert, AZ
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Jeremy Windell Smith has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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