AdFi
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Joan M Guccione

Investment Adviser Representative at VALUE INVESTMENT PROFESSIONALS, LLC

Shelton, CTCRD #2684031Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
24 yrs
States Registered
3 states
Exams Passed
2

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 3 states
ConnecticutLouisianaTexas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 1/5/1996
Series 24
General Securities Principal Examination
Passed 4/9/1996

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.0125
Asset tierAnnual rate
First $1,000,0001.25%
$1,000,001 - $10,000,0001.00%
Above $10,000,0000.90%
Account minimum: $250,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Value Investment Professionals, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

VALUE INVESTMENT PROFESSIONALS, LLCCurrent
12/4/2023Shelton, CT
FLEETWOOD ASSET MANAGEMENT LTD.
8/18/200412/31/2023Milford, CT
RESNICK INVESTMENT ADVISORS, LLC
8/21/200210/19/2004Westport, CT

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at VALUE INVESTMENT PROFESSIONALS, LLC

3 other advisors in the directory

View VALUE INVESTMENT PROFESSIONALS, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Joan M Guccione has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Joan M Guccione - Financial Advisor in Shelton, CT | AdvisorFinder