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John Douglas Clagett

Investment Adviser Representative at ONE CAPITAL MANAGEMENT, LLC

Fort Collins, COCRD #2398662Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
33 yrs
States Registered
1 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Colorado
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 5/16/2002
Series 63
Uniform Securities Agent State Law Examination
Passed 10/27/1993
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 10/20/1993

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $1,000,0001.95%
Next $1,000,0001.65%
Next $3,000,0001.35%
Next $5,000,0001.15%
Over $10,000,0001.00%
Account minimum: $500,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

ONE Capital Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ONE CAPITAL MANAGEMENT, LLCCurrent
10/13/2021Fort Collins, CO
NATIONS FINANCIAL GROUP, INC.
11/6/200910/13/2021Fort Collins, CO
CASCADE FINANCIAL MANAGEMENT, INC.
12/9/200211/6/2009Ft Collins, CO

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. John Douglas Clagett has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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