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JE

John Edward Haugh

Investment Adviser Representative at HYJC CAPITAL OF WNY

Lakeville, NYCRD #2802866Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
29 yrs
States Registered
11 states
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

John Edward Haugh has worked in the securities industry since 1997. They are registered to provide investment advisory services in 11 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 11 states
FloridaIndianaLouisianaMichiganNew YorkNorth CarolinaPennsylvaniaSouth CarolinaTexasVirginiaWest Virginia
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 10/25/1996
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 10/11/1996

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.015
Asset tierAnnual rate
All Assets1.50%
Source

HYJC Capital OF WNY Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

HYJC CAPITAL OF WNYCurrent
3/20/2023Lakeville, NY
LPL FINANCIAL LLC
8/3/20215/25/2023Lakeville, NY
HNP CAPITAL LLC
8/11/20213/15/2023Rochester, NY
LPL FINANCIAL LLC
10/16/201312/16/2019Lakeville, NY

Official records & sources

Data as of June 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at HYJC CAPITAL OF WNY

1 other advisor in the directory

View HYJC CAPITAL OF WNY firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. John Edward Haugh has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.