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Joseph Gerard Michaletz

Investment Adviser Representative at DAI WEALTH, LLC

Powell, WYCRD #1327534Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
42 yrs
States Registered
33 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 33 states
ArizonaArkansasCaliforniaColoradoConnecticutDistrict of ColumbiaFloridaGeorgiaIdahoIllinoisIndianaIowaKansasLouisianaMichiganMinnesotaMissouriMontanaNebraskaNevadaNew MexicoNew YorkNorth DakotaOhioOklahomaOregonSouth DakotaTexasUtahVirginiaWashingtonWisconsinWyoming
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 9/2/2003
Series 63
Uniform Securities Agent State Law Examination
Passed 3/18/1985
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 12/15/1984
Series 24
General Securities Principal Examination
Passed 7/2/2018

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

DAI Wealth, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

DAI SECURITIES, LLCCurrent
4/3/2018Powell, WY
DAI WEALTH, LLCCurrent
3/23/2006Cody, WY
TRANSAMERICA FINANCIAL ADVISORS, INC.
7/19/20025/2/2006Mankato, MN

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Joseph Gerard Michaletz has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Joseph Gerard Michaletz - Financial Advisor in Powell, WY | AdvisorFinder