AdFi
JG

Joseph Givens Baker

Investment Adviser Representative at INVESCO ADVISERS, INC.

Atlanta, GACRD #5601862Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
18 yrs
States Registered
53 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Joseph Givens Baker has worked in the securities industry since 2008. They are registered to provide investment advisory services in 53 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 53 states
AlabamaAlaskaArizonaArkansasCaliforniaColoradoConnecticutDelawareDistrict of ColumbiaFloridaGeorgiaHawaiiIdahoIllinoisIndianaIowaKansasKentuckyLouisianaMaineMarylandMassachusettsMichiganMinnesotaMississippiMissouriMontanaNebraskaNevadaNew HampshireNew JerseyNew MexicoNew YorkNorth CarolinaNorth DakotaOhioOklahomaOregonPennsylvaniaPuerto RicoRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVermontVirgin IslandsVirginiaWashingtonWest VirginiaWisconsinWyoming
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 7/24/2014
Series 63
Uniform Securities Agent State Law Examination
Passed 10/30/2008
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 6/26/2014
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 10/21/2008

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $50,000,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Invesco Advisers, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

INVESCO ADVISERS, INC.Current
7/28/2014Atlanta, GA
INVESCO DISTRIBUTORS, INC.Current
5/30/2014Atlanta, GA
J.P. MORGAN SECURITIES LLC
10/1/20125/28/2014Chicago, IL
CHASE INVESTMENT SERVICES CORP.
10/22/200810/1/2012Chicago, IL

Official records & sources

Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at INVESCO ADVISERS, INC.

Showing 12 of 201 in the directory

View INVESCO ADVISERS, INC. firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Joseph Givens Baker has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Joseph Givens Baker - Financial Advisor in Atlanta, GA | AdvisorFinder