AdFi
KL

Katharine Lynn Newell

Investment Adviser Representative at PAINTED PORCH ADVISORS LLC

SANTA BARBARA, CACRD #6953300Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
6 yrs
States Registered
1 states
Exams Passed
3

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
California
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 6/24/2024
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 7/9/2018

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$0 - $2,000,0001.00%
$2,000,001 - $5,000,0000.60%
$5,000,001 - $10,000,0000.50%
$10,000,001 and over0.30%
Source

PAINTED PORCH ADVISORS LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

DFA SECURITIES LLC
7/9/20186/27/2022AUSTIN, TX
J.P. MORGAN SECURITIES LLC
7/23/20247/31/2025Westlake Village, CA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Katharine Lynn Newell has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Katharine Lynn Newell - Financial Advisor in SANTA BARBARA, CA | AdvisorFinder