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Kathleen Barlow

Investment Adviser Representative at HIGHTOWER ADVISORS, LLC

Spearfish, SDCRD #6101970Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
14 yrs
States Registered
1 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
South Dakota
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 1/18/2013
Series 63
Uniform Securities Agent State Law Examination
Passed 8/24/2012
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 1/3/2013
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 8/10/2012

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Hightower Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

HIGHTOWER ADVISORS, LLCCurrent
4/9/2026Spearfish, SD
JOURNEY STRATEGIC WEALTH LLC
10/4/20224/8/2026Spearfish, SD
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
7/1/201910/25/2022Salt Lake City, UT
RAYMOND JAMES & ASSOCIATES, INC.
8/9/20167/1/2019Park City, UT
EDWARD JONES
1/22/20138/11/2016Park City, UT

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Kathleen Barlow has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.