AdFi
KC

Kathleen Christine Laverde

Investment Adviser Representative at HORAN WEALTH, LLC

Cincinnati, OHCRD #2765762Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
30 yrs
States Registered
7 states
Exams Passed
6

Registrations & licenses

Registration type
Dual-registered
Registered in 7 states
CaliforniaColoradoIndianaKentuckyNorth CarolinaOhioPennsylvania
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 10/14/2019
Series 63
Uniform Securities Agent State Law Examination
Passed 7/11/1996
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 4/15/1997
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 7/11/1996
Series 24
General Securities Principal Examination
Passed 4/21/2004

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
HCA First $1,000,0001.25%
HCA $1,000,001 - $3,000,0001.00%
HCA $3,000,001 - $5,000,0000.85%
HCA Greater than $5,000,0000.75%
HSI First $1,000,0001.00%
HSI $1,000,001 - $2,000,0000.75%
HSI Greater than $2,000,0000.70%
Source

Horan Wealth, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

HORAN WEALTH, LLCCurrent
7/7/2025Cincinnati, OH
HORAN WEALTH MANAGEMENT
1/8/20257/7/2025Cincinnati, OH
AMERIPRISE FINANCIAL SERVICES, LLC
11/5/20171/13/2025Cincinnati, OH
LINSCO/PRIVATE LEDGER CORP.
6/24/20059/19/2006Los Alamitos, CA
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)
9/29/20046/27/2005Torrance, CA
CITICORP INVESTMENT SERVICES
4/28/20047/7/2004Lakewood, CA

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Kathleen Christine Laverde has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Kathleen Christine Laverde - Financial Advisor in Cincinnati, OH | AdvisorFinder