AdFi
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Kathleen Finn

Investment Adviser Representative at CATOCTIN RIDGE WEALTH PARTNER

Washington, DCCRD #4870394Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
20 yrs
States Registered
1 states
Exams Passed
2

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
District of Columbia
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 12/21/2004
Series 7
General Securities Representative Examination
Passed 12/7/2004

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Catoctin Ridge Wealth Partner Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CATOCTIN RIDGE WEALTH PARTNERCurrent
6/13/2025Washington, DC
FINN FINANCIAL ADVISORY GROUP, INC.
6/6/201112/31/2025Washington, DC
H. BECK, INC.
5/4/200611/3/2009Washington, DC
A. G. EDWARDS & SONS, INC.
3/7/20053/8/2006Washington, DC

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at CATOCTIN RIDGE WEALTH PARTNER

3 other advisors in the directory

View CATOCTIN RIDGE WEALTH PARTNER firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Kathleen Finn has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Kathleen Finn - Financial Advisor in Washington, DC | AdvisorFinder