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Keith Brand

Investment Adviser Representative at MADISON AVENUE SECURITIES, LLC

Denver, COCRD #4007982Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
26 yrs
States Registered
10 states
Exams Passed
6

Registrations & licenses

Registration type
Dual-registered
Registered in 10 states
AlaskaArizonaArkansasCaliforniaColoradoIdahoIllinoisMontanaNevadaWyoming
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 8/3/2007
Series 63
Uniform Securities Agent State Law Examination
Passed 11/23/1999
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 11/11/1999
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 8/8/2003
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 5/23/2003

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $10,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Madison Avenue Securities, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

BUCK WEALTH STRATEGIES, LLCCurrent
7/16/2024Denver, CO
AE WEALTH MANAGEMENT, LLC
4/14/202111/8/2024Lakewood, CO
CL WEALTH MANAGEMENT LLC
11/27/20194/13/2021Denver, CO
SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC.
1/3/20126/10/2019Lone Tree, CO
CHARLES SCHWAB & CO., INC.
9/5/200712/31/2011Lone Tree, CO

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Keith Brand has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Keith Brand - Financial Advisor in Denver, CO | AdvisorFinder