Kelly Gannon
Investment Adviser Representative at James River Asset Management, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Kelly Gannon is an investment adviser representative with James River Asset Management, LLC in Midlothian, VA, where they have been registered since 2023. They have worked in the securities industry since 2016 and have been registered with 3 firms, including Cetera Investment Advisers LLC and Foresters Advisory Services, LLC. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Virginia.
Office
Advisors at this office: 5
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Virginia
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Foresters Financial ServicesSep 2016 – Feb 2017Glen Allen, VA
- Virginia Commonwealth UniversityAug 2012 – May 2019Richmond, VA
- Foresters Financial ServicesFeb 2017 – Jun 2019Glen Allen, VA
- Foresters Advisory ServicesMay 2018 – Jun 2019Glen Allen, VA
- Cetera Investment Advisers LLCJun 2019 – Jun 2021Glen Allen, VA
- Cetera Investment Services LLCJun 2019 – Jun 2021St. Cloud, MN
- J.W. Cole Financial, Inc.Jun 2021 – no end date reportedTampa, FL
Official records & sources
Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About James River Asset Management, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Comprehensive financial planning, insurance planning, investment management (wealth strategies/asset allocation), business planning strategies, retirement planning, wealth management, legacy and estate planning, and special needs financial planning through GuideWater.
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 5
- Offices listed on AdvisorFinder:
- 1
- Main office:
- Midlothian, VA
- Founded:
- 1982
- SEC file number:
- 801-112743
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 5, 2026
View full firm profileOther advisors at James River Asset Management, LLC
4 other advisors in the directory
Similar advisors in Midlothian, VA
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Kelly Gannon has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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