AdFi
KJ

Kenneth Joaquin Alutin

Investment Adviser Representative at BANKERS LIFE ADVISORY SERVICES, INC.

NEW YORK, NYCRD #2854872Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
26 yrs
States Registered
1 states
Exams Passed
6

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
New York
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 9/17/2024
Series 63
Uniform Securities Agent State Law Examination
Passed 11/14/1997
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 2/2/2001
Series 55
Limited Representative-Equity Trader Exam
Passed 6/1/1999
Series 62
Corporate Securities Limited Representative Examination
Passed 10/15/1997

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Greater than $4 million0.30%
$2 million to $4 million0.40%
$1 million to $2 million0.50%
$1 million and below1.25%
Source

BANKERS LIFE ADVISORY Services, INC. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

LPL ENTERPRISE, LLCCurrent
5/27/2026NEW YORK, NY
BANKERS LIFE SECURITIES, INC.
8/24/20205/22/2026ROCHELLE PARK, NJ
TD SECURITIES (USA) LLC
11/6/201711/13/2018NEW YORK, NY
INTERNATIONAL CORRESPONDENT TRADING, INC.
11/17/20031/2/2013JERSEY CITY, NJ
KNIGHT SECURITIES, L.P.
10/16/19973/21/2003JERSEY CITY, NJ
TD PRIME SERVICES LLC
1/24/20133/23/2018NEW YORK, NY

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Kenneth Joaquin Alutin has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.