AdFi
KJ

Kenneth John Traficante

Investment Adviser Representative at EQUITABLE ADVISORS, LLC

Saddle Brook, NJCRD #1697422Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
34 yrs
States Registered
14 states
Exams Passed
7

Registrations & licenses

Registration type
Dual-registered
Registered in 14 states
CaliforniaConnecticutFloridaGeorgiaLouisianaMarylandMassachusettsMichiganMinnesotaNevadaNew JerseyNew YorkOhioPennsylvania
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 7/27/1999
Series 63
Uniform Securities Agent State Law Examination
Passed 9/2/1987
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 3
National Commodity Futures Examination
Passed 4/21/1989
Series 7
General Securities Representative Examination
Passed 3/19/1988
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 8/31/1987
Series 24
General Securities Principal Examination
Passed 10/25/1999

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Equitable Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

EQUITABLE ADVISORS, LLCCurrent
7/30/2002Saddle Brook, NJ
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
5/18/19991/5/2000New York, NY
SUMMIT EQUITIES, INC.
8/31/19954/23/1999Parsippany, NJ
PRUDENTIAL SECURITIES INCORPORATED
8/26/19948/9/1995New York, NY
PRUDENTIAL SECURITIES INCORPORATED
2/27/199111/15/1991New York, NY
DEAN WITTER REYNOLDS INC.
3/22/19885/25/1989
FIRST INVESTORS CORPORATION
9/2/198710/7/1987

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Kenneth John Traficante has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Kenneth John Traficante - Financial Advisor in Saddle Brook, NJ | AdvisorFinder