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Kevin Anthony McCarthy

Investment Adviser Representative at HILTON CAPITAL MANAGEMENT, LLC

Jupiter, FLCRD #2810983Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
27 yrs
States Registered
29 states
Exams Passed
7

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Kevin Anthony Mccarthy has worked in the securities industry since 1999. They are registered to provide investment advisory services in 29 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 29 states
AlabamaArizonaCaliforniaColoradoConnecticutDelawareGeorgiaHawaiiIdahoIllinoisIndianaKansasMaineMarylandMinnesotaNevadaNew HampshireNew JerseyNew YorkNorth CarolinaOhioPennsylvaniaSouth CarolinaTexasVermontVirginiaWashingtonWest VirginiaWisconsin
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 9/21/2002
Series 65
Uniform Investment Adviser Law Examination
Passed 3/26/1998
Series 57
Securities Trader Exam
Passed 7/1/2024
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 55
Limited Representative-Equity Trader Exam
Passed 4/26/2000
Series 7
General Securities Representative Examination
Passed 5/4/1999
Series 24
General Securities Principal Examination
Passed 10/26/2004

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $250,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Hilton Capital Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

FORESIDE FUND SERVICES, LLCCurrent
1/3/2022Jupiter, FL
HILTON CAPITAL MANAGEMENT, LLCCurrent
7/13/2021Garden City, NY
RAFFERTY CAPITAL MARKETS, LLC
3/23/20111/3/2022Garden City, NY
SANDGRAIN SECURITIES LLC
1/19/201212/13/2012Garden City, NY
GFI SECURITIES LLC
1/4/20083/24/2011New York, NY
TULLETT LIBERTY SECURITIES LLC
4/5/20077/6/2007Uniondale, NY
CHAPDELAINE CORPORATE SECURITIES & CO
4/20/20045/17/2007Uniondale, NY
FLEET SECURITIES, INC.
1/2/20014/19/2004Dallas, TX
QUICK & REILLY, INC.
5/10/19991/22/2001New York, NY
FLEET SECURITIES, INC.
5/5/19995/11/1999Dallas, TX

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at HILTON CAPITAL MANAGEMENT, LLC

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View HILTON CAPITAL MANAGEMENT, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Kevin Anthony McCarthy has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Kevin Anthony McCarthy - Financial Advisor in Jupiter, FL | AdvisorFinder