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Kevin William Berwald

Investment Adviser Representative at REGAL INVESTMENT ADVISORS LLC

Grosse Ile, MICRD #2700217Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
30 yrs
States Registered
2 states
Exams Passed
5

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 2 states
FloridaMichigan
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 2/2/1996
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 2/2/1996
Series 26
Investment Company Products/Variable Contracts Principal Examination
Passed 11/28/2023
Series 51
Municipal Fund Securities Principal Examination
Passed 11/28/2023

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $10,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Regal Investment Advisors LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

REGAL INVESTMENT ADVISORS LLCCurrent
2/24/2021Grosse Ile, MI
PACIFIC SELECT DISTRIBUTORS, LLC
12/12/200111/12/2020Grosse Ile, MI
HARTFORD EQUITY SALES COMPANY INC.
11/20/199812/6/2001Hartford, CT
JACKSON NATIONAL LIFE DISTRIBUTORS, INC.
7/10/199811/17/1998Franklin, TN
NATIONAL PLANNING CORPORATION
2/5/199611/13/1998Los Angeles, CA

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Kevin William Berwald has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Kevin William Berwald - Financial Advisor in Grosse Ile, MI | AdvisorFinder