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Kristin Hetzer

Investment Adviser Representative at ROYAL PALMS CAPITAL, LLC

Whitefish, MTCRD #1098705Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
42 yrs
States Registered
1 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Kristin Hetzer has worked in the securities industry since 1984. They have passed the Series 65, 63, 8, 7, and 3 examinations. They are registered to provide investment advisory services in California.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
California
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 9/30/1993
Series 63
Uniform Securities Agent State Law Examination
Passed 3/15/1983
Series 3
National Commodity Futures Examination
Passed 4/24/1987
Series 7
General Securities Representative Examination
Passed 2/19/1983
Series 8
General Securities Sales Supervisor Examination (Options Module & General Module)
Passed 10/19/1994

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
RPC Managed Portfolios - First $250,0001.38%
RPC Managed Portfolios - Next $750,0001.20%
RPC Managed Portfolios - Next $3,000,0001.00%
RPC Managed Portfolios - Next $6,000,0000.75%
RPC Managed Portfolios - Over $10,000,0000.50%
Fixed Income/Mutual Funds/Third Party SMA - First $10,000,0000.50%
Fixed Income/Mutual Funds/Third Party SMA - Over $10,000,0000.35%
Account minimum: $1,000,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Royal Palms Capital, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ROYAL PALMS CAPITAL, LLCCurrent
7/13/2006Whitefish, MT
ROYAL PALMS CAPITAL, LLC
5/17/20055/20/2005San Pedro, CA
UBS FINANCIAL SERVICES INC.
3/14/20014/19/2005Long Beach, CA

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Kristin Hetzer has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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