AdFi
LA

Laura Anne Walsh

Investment Adviser Representative at LIFESPAN FINANCIAL STRATEGIES, INC.

Weston, FLCRD #2792453Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
30 yrs
States Registered
1 states
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Laura Anne Walsh has worked in the securities industry since 1996. They are registered to provide investment advisory services in Florida.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Florida
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 6/5/1997
Series 63
Uniform Securities Agent State Law Examination
Passed 10/15/1996
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 9/18/2003
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 10/15/1996
Series 24
General Securities Principal Examination
Passed 11/5/2007

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $100,0001.10%
Next $400,0001.00%
Next $500,0000.90%
Next $4,000,0000.80%
Over $5,000,0000.70%
Source

Lifespan Financial Strategies, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

LIFESPAN FINANCIAL STRATEGIES, INC.Current
7/14/1997Weston, FL
LPL FINANCIAL LLC
9/8/200912/15/2020Weston, FL
MUTUAL SERVICE CORPORATION
2/25/20029/8/2009Weston, FL
FFP SECURITIES, INC.
2/1/20003/6/2002Chesterfield, MO
MUTUAL SERVICE CORPORATION
3/12/19972/2/2000Boston, MA
WMA SECURITIES, INC.
10/16/19963/18/1997Duluth, GA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at LIFESPAN FINANCIAL STRATEGIES, INC.

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View LIFESPAN FINANCIAL STRATEGIES, INC. firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Laura Anne Walsh has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Laura Anne Walsh - Financial Advisor in Weston, FL | AdvisorFinder