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Lawrence Howard Levy

Investment Adviser Representative at IKE CAPITAL, LLC

New York, NYCRD #1210556Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
35 yrs
States Registered
2 states
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Lawrence Howard Levy has worked in the securities industry since 1991. They have passed the Series 65, 63, 7, 5, and 3 examinations. They are registered to provide investment advisory services in Florida and New York.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
FloridaNew York
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 3/8/2006
Series 63
Uniform Securities Agent State Law Examination
Passed 11/27/1989
SIE
Securities Industry Essentials Examination
Passed 9/16/2016
Series 3
National Commodity Futures Examination
Passed 4/17/1990
Series 7
General Securities Representative Examination
Passed 11/18/1989
Series 5
Interest Rate Options Examination
Passed 1/18/1984

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

IKE Capital, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

IKE CAPITAL, LLCCurrent
9/6/2021New York, NY
WUNDERLICH SECURITIES, INC.
1/23/20159/16/2016New York, NY
DOMINICK & DOMINICK LLC
3/28/20121/28/2015New York, NY
DOMINICK & DOMINICK LLC
3/17/200612/31/2011New York, NY
IKE CAPITAL, LLC
5/6/200812/2/2010New York, NY
CREDIT SUISSE FIRST BOSTON
1/17/20039/21/2004New York, NY
DONALDSON LUFKIN & JENRETTE SECURITIES CORPORATION
3/3/19951/17/2003New York, NY

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at IKE CAPITAL, LLC

1 other advisor in the directory

View IKE CAPITAL, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Lawrence Howard Levy has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Lawrence Howard Levy - Financial Advisor in New York, NY | AdvisorFinder