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Leah Nicole Brooks

Investment Adviser Representative at BEACON POINTE ADVISORS, LLC

Lake Elmo, MNCRD #6633402Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
9 yrs
States Registered
1 states
Exams Passed
3

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Minnesota
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 11/7/2017
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 9/28/2017

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $1,000,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Beacon Pointe Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

BEACON POINTE ADVISORS, LLCCurrent
10/24/2024Lake Elmo, MN
LANDMARK WEALTH MANAGEMENT GROUP
8/5/202211/14/2024Lake Elmo, MN
THRIVENT ADVISOR NETWORK, LLC
5/20/20208/15/2022Lake Elmo, MN
THRIVENT INVESTMENT MANAGEMENT INC.
11/8/20177/15/2020Lake Elmo, MN

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Leah Nicole Brooks has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Leah Nicole Brooks - Financial Advisor in Lake Elmo, MN | AdvisorFinder