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Lisa L Scriba

Investment Adviser Representative at &PARTNERS

Davidson, NCCRD #2989971Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
25 yrs
States Registered
34 states
Exams Passed
6

Registrations & licenses

Registration type
Dual-registered
Registered in 34 states
AlabamaArizonaCaliforniaColoradoConnecticutDelawareDistrict of ColumbiaFloridaGeorgiaIdahoIllinoisIndianaKansasKentuckyMarylandMassachusettsMichiganMinnesotaMissouriMontanaNew JerseyNew MexicoNew YorkNorth CarolinaOhioOklahomaPennsylvaniaSouth CarolinaSouth DakotaTennesseeTexasVirginiaWashingtonWisconsin
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 1/10/2011
Series 63
Uniform Securities Agent State Law Examination
Passed 9/12/2001
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 8/2/2001
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 10/18/2004
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 8/5/2004

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

&Partners Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

&PARTNERSCurrent
10/11/2024Davidson, NC
WELLS FARGO ADVISORS
1/11/201110/16/2024Davidson, NC

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Lisa L Scriba has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Lisa L Scriba - Financial Advisor in Davidson, NC | AdvisorFinder