Mark Ellis Carter
Investment Adviser Representative at Financial Strategies Group, Inc
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Mark Ellis Carter is an investment adviser representative with Financial Strategies Group, Inc in Okemos, MI, where they have been registered since 2019. They have worked in the securities industry since 1988 and were previously registered with Eagle Strategies LLC. They have passed 4 industry qualification exams, including the Series 63 (state securities agent), Series 6 (investment company and variable products), and Series 22 (direct participation programs). They are registered to provide investment advice in Michigan and Texas.
Office
Advisors at this office: 3
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Michigan, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- NEW YORK LIFEJun 1988 – Mar 2019Lansing, MI
- Nylife Securities Inc.Jul 1988 – Mar 2019Okemas, MI
- Eagle Strategies LLCDec 2010 – Mar 2019Okemos, MI
- DALY Merritt Financial Services, Inc.Jun 2012 – Mar 2019Northville, MI
- Financial Strategies Group, Inc.Nov 2013 – Aug 2017Northville, MI
- Financial Strategies Insurance & Financial Services, Inc.Dec 2017 – Mar 2019Grand Rapids, MI
- Financial Strategies Group, LLCMar 2019 – no end date reportedOkemos, MI
Official records & sources
Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Financial Strategies Group, Inc
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Estimated blended rate
- 0.015
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$500M–$1B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 7
- Offices listed on AdvisorFinder:
- 2
- Main office:
- Okemos, MI
- SEC file number:
- 801-110898
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 25, 2026
View full firm profileOther advisors at Financial Strategies Group, Inc
6 other advisors in the directory
Similar advisors in Okemos, MI
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Mark Ellis Carter has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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