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Mark Joseph Halpin

Investment Adviser Representative at UNITED CAPITAL MANAGEMENT OF KANSAS, INC.

Gardner, KSCRD #2763503Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
30 yrs
States Registered
1 states
Exams Passed
6

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Kansas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 6/1/2023
Series 66
Uniform Combined State Law Examination
Passed 9/5/2003
Series 63
Uniform Securities Agent State Law Examination
Passed 7/2/1996
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 1/18/2001
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 7/2/1996

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Standard2.50%
Account minimum: $25,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

United Capital Management OF Kansas, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

UNITED CAPITAL MANAGEMENT OF KANSAS, INC.Current
5/21/2019Gardner, KS
ROYAL ALLIANCE ASSOCIATES, INC.
11/2/20185/21/2019Gardner, KS
SIGNATOR INVESTORS, INC.
12/28/201511/2/2018Gardner, KS
SIGNATOR FINANCIAL SERVICES, INC.
9/1/200612/28/2015Gardner, KS
PARK AVENUE SECURITIES LLC
4/29/20058/31/2006Overland Park, KS

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Mark Joseph Halpin has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Mark Joseph Halpin - Financial Advisor in Gardner, KS | AdvisorFinder