AdFi
MA

Matthew Adam Frank

Investment Adviser Representative at RETIREMENT PLAN ADVISORS, LLC

Chicago, ILCRD #5789235Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
15 yrs
States Registered
52 states
Exams Passed
7

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Matthew Adam Frank has worked in the securities industry since 2011. They are registered to provide investment advisory services in 52 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 52 states
AlabamaAlaskaArizonaArkansasCaliforniaColoradoConnecticutDelawareDistrict of ColumbiaFloridaGeorgiaHawaiiIdahoIllinoisIndianaIowaKansasKentuckyLouisianaMaineMarylandMassachusettsMichiganMinnesotaMississippiMissouriMontanaNebraskaNevadaNew HampshireNew JerseyNew MexicoNew YorkNorth CarolinaNorth DakotaOhioOklahomaOregonPennsylvaniaPuerto RicoRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVermontVirginiaWashingtonWest VirginiaWisconsinWyoming
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 5/6/2015
Series 63
Uniform Securities Agent State Law Examination
Passed 10/7/2011
Series 99
Operations Professional Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 7/28/2011
Series 51
Municipal Fund Securities Principal Examination
Passed 8/30/2018
Series 24
General Securities Principal Examination
Passed 2/24/2016

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $25,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Retirement PLAN Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Current
10/20/2022Chicago, IL
RETIREMENT PLAN ADVISORS SERVICES, LLCCurrent
1/9/2019Linn, MO
RETIREMENT PLAN ADVISORS, LLCCurrent
4/5/2016Linn, MO
CAMBRIDGE INVESTMENT RESEARCH, INC.Current
10/1/2014Linn, MO
INVEST FINANCIAL CORPORATION
7/29/20119/22/2014Jefferson City, MO

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at RETIREMENT PLAN ADVISORS, LLC

Showing 12 of 47 in the directory

View RETIREMENT PLAN ADVISORS, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Matthew Adam Frank has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Matthew Adam Frank - Financial Advisor in Chicago, IL | AdvisorFinder