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Matthew Baity

Investment Adviser Representative at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Westminster, COCRD #6339802Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
12 yrs
States Registered
1 states
Exams Passed
8

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Colorado
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 3/5/2016
Series 63
Uniform Securities Agent State Law Examination
Passed 10/9/2014
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 6/15/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 9/11/2015
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 6/2/2014
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 12/20/2016
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 10/31/2016

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$999,999 or less1.50%
$1,000,000–$2,000,0001.25%
Over $2,000,0001.00%
Source

Wealth Enhancement Advisory Services, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

WEALTH ENHANCEMENT ADVISORY SERVICES, LLCCurrent
6/15/2023Westminster, CO
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLCCurrent
6/15/2023Westminster, CO
PNC INVESTMENTS
10/28/20216/22/2023Northglenn, CO
ADVICE AND PLANNING SERVICES
3/28/201811/1/2021Denver, CO
STRATEGIC ADVISERS, INC.
3/11/20163/19/2018Greenwood Village, CO

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Matthew Baity has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Matthew Baity - Financial Advisor in Westminster, CO | AdvisorFinder