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Matthew Evan Klein

Investment Adviser Representative at MATAURO, LLC

New York, NYCRD #5060520Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
21 yrs
States Registered
11 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Matthew Evan Klein has worked in the securities industry since 2005. They are registered to provide investment advisory services in 11 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 11 states
CaliforniaConnecticutDelawareDistrict of ColumbiaFloridaIllinoisMarylandNew JerseyNew YorkTexasVirginia
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 1/2/2006
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 12/8/2005
Series 24
General Securities Principal Examination
Passed 4/12/2010

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.0125
Asset tierAnnual rate
Flat minimum (<=500k)1.25%
Tier 11.00%
Tier 20.85%
Tier 30.75%
Tier 40.65%
Tier 50.60%
Tier 60.55%
Tier 70.52%
Tier 80.49%
Tier 90.46%
Tier 100.43%
Tier 110.41%
Tier 120.39%
Tier 130.37%
Source

Matauro, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

THE LEADERS GROUP, INC.Current
11/26/2024New York, NY
MATAURO, LLCCurrent
9/27/2024Livingstone, NY
EQUITABLE ADVISORS, LLC
7/19/200610/8/2024New York, NY

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at MATAURO, LLC

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View MATAURO, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Matthew Evan Klein has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.