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Maxwell Thomas Behnfield

Investment Adviser Representative at FIRST NATIONAL ADVISERS, LLC

Boulder, COCRD #5357924Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
16 yrs
States Registered
3 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 3 states
CaliforniaColoradoNebraska
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 2/18/2011
Series 63
Uniform Securities Agent State Law Examination
Passed 6/30/2008
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 7/1/2009
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 5/19/2008

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $2,500,0001.15%
$2,500,000 - $5 million1.00%
$5 million - $10 million0.85%
$10 million - $15 million0.70%
$15 million - $20 million0.60%
$20 million - $25 million0.50%
Greater than $25 million0.00%
Source

First National Advisers, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

FIRST NATIONAL ADVISERS, LLCCurrent
11/25/2025Boulder, CO
MORGAN STANLEY
11/13/20209/4/2025Irvine, CA
INDEPENDENT FINANCIAL GROUP, LLC
1/23/202011/10/2020Irvine, CA
CANTELLA & CO., INC.
9/6/20182/14/2020Los Angeles, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
8/22/20189/12/2018Torrance, CA
UBS FINANCIAL SERVICES INC.
6/10/20169/7/2018Irvine, CA
UBS FINANCIAL SERVICES INC.
2/22/20119/18/2014Boulder, CO

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Maxwell Thomas Behnfield has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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