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MA

McGinnis Andrew McCoy

Investment Adviser Representative at PRISM ADVISORS, INC.

Studio City, CACRD #1708167Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
39 yrs
States Registered
2 states
Exams Passed
7

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Mcginnis Andrew Mccoy has worked in the securities industry since 1987. They are registered to provide investment advisory services in California and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
CaliforniaTexas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 12/20/1994
Series 63
Uniform Securities Agent State Law Examination
Passed 7/27/1987
SIE
Securities Industry Essentials Examination
Passed 5/2/2017
Series 3
National Commodity Futures Examination
Passed 9/3/1987
Series 7
General Securities Representative Examination
Passed 7/18/1987
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 9/10/2003
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 8/22/2003

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Prism Advisors, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

PRISM ADVISORS, INC.Current
3/31/2017Studio City, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
7/11/20035/2/2017Studio City, CA
CITIGROUP GLOBAL MARKETS INC.
7/8/19977/18/2003Sherman Oaks, CA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at PRISM ADVISORS, INC.

4 other advisors in the directory

View PRISM ADVISORS, INC. firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. McGinnis Andrew McCoy has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

McGinnis Andrew McCoy - Financial Advisor in Studio City, CA | AdvisorFinder