AdFi
MB

Michael Braden Golembiesky

Investment Adviser Representative at HERBERT J. SIMS CAPITAL MANAGEMENT, INC.

Bloomington, MNCRD #4498169Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
20 yrs
States Registered
23 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 23 states
ArizonaArkansasColoradoConnecticutFloridaIllinoisMichiganMinnesotaMontanaNew HampshireNew YorkNorth CarolinaNorth DakotaOhioOregonPennsylvaniaSouth CarolinaSouth DakotaTennesseeTexasVirginiaWashingtonWisconsin
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 11/27/2012
Series 63
Uniform Securities Agent State Law Examination
Passed 7/29/2005
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 6/2/2005

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$50,000 – $500,0002.50%
$500,001 – $1,000,0002.00%
$1,000,001 – $2,500,0001.75%
$2,500,001 – $5,000,0001.50%
Over $5,000,0011.25%
Account minimum: $50,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Herbert J. SIMS Capital Management, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

HERBERT J. SIMS CAPITAL MANAGEMENT, INC.Current
2/2/2023Bloomington, MN
HERBERT J. SIMS CAPITAL MANAGEMENT, INC.
1/3/20231/5/2023Fairfield, CT
ASSOCIATED INVESTMENT SERVICES, INC.
5/8/201412/16/2022Eagan, MN
INVESTACORP ADVISORY SERVICES INC
1/2/20133/28/2014Loves Park, IL

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at HERBERT J. SIMS CAPITAL MANAGEMENT, INC.

Showing 12 of 37 in the directory

View HERBERT J. SIMS CAPITAL MANAGEMENT, INC. firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Michael Braden Golembiesky has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Michael Braden Golembiesky - Financial Advisor in Bloomington, MN | AdvisorFinder