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Michael Christian Richard

Investment Adviser Representative at BANKERS LIFE ADVISORY SERVICES, INC.

Sarasota, FLCRD #5987114Dual-registered
Disclosure(s) on record — see official records below
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
12 yrs
States Registered
14 states
Exams Passed
3

Registrations & licenses

Registration type
Dual-registered
Registered in 14 states
AlabamaCaliforniaFloridaGeorgiaIllinoisIowaKentuckyMichiganNorth CarolinaOhioOklahomaTexasVirginiaWisconsin
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 4/22/2017
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 6/21/2014

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Greater than $4 million0.30%
$2 million to $4 million0.40%
$1 million to $2 million0.50%
$1 million and below1.25%
Source

BANKERS LIFE ADVISORY Services, INC. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

BANKERS LIFE SECURITIES, INC.Current
5/26/2016SARASOTA, FL
PROEQUITIES, INC.
6/21/20145/26/2016SARASOTA, FL

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Michael Christian Richard has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Michael Christian Richard - Financial Advisor in Sarasota, FL | AdvisorFinder