AdFi
MD

Michael Dennis Malone

Investment Adviser Representative at ETHOS FINANCIAL GROUP, LLC

King Of Prussia, PACRD #817458Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
18 yrs
States Registered
1 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Pennsylvania
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 10/12/1994
Series 63
Uniform Securities Agent State Law Examination
Passed 5/1/1980
Series 7
General Securities Representative Examination
Passed 1/17/1976
Series 24
General Securities Principal Examination
Passed 6/22/2004

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $100,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Ethos Financial Group, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ETHOS FINANCIAL GROUP, LLCCurrent
12/7/2023King Of Prussia, PA
ALMANACK INVESTMENT PARTNERS
11/5/202012/7/2023Wayne, PA
MERCAP ADVISORS, INC.
7/6/201511/5/2020Paoli, PA
MERION WEALTH PARTNERS, LLC
12/23/20111/5/2016Swarthmore, PA
LPL FINANCIAL LLC
11/14/201112/22/2011Swarthmore, PA
WACHOVIA SECURITIES, LLC
7/20/20004/23/2004Conshohocken, PA

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Michael Dennis Malone has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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