AdFi
MG

Michael Glen Smith

Investment Adviser Representative at EMERALD ADVISORS, LLC

Bellevue, WACRD #4973573Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
21 yrs
States Registered
2 states
Exams Passed
3

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
TexasWashington
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 8/18/2005
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 8/3/2005

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Up to $2,000,0000.90%
$2,000,000 - $5,000,0000.80%
$5,000,000 - $10,000,0000.70%
$10,000,000 - $25,000,0000.60%
Above $25,000,0000.50%
Source

Emerald Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

EMERALD ADVISORS, LLCCurrent
11/1/2019Bellevue, WA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
1/8/200811/15/2019Bellevue, WA
UBS FINANCIAL SERVICES INC.
8/19/20051/9/2008Colorado Springs, CO

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at EMERALD ADVISORS, LLC

3 other advisors in the directory

View EMERALD ADVISORS, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Michael Glen Smith has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Michael Glen Smith - Financial Advisor in Bellevue, WA | AdvisorFinder