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Michael Joseph Stafford Jr.

Investment Adviser Representative at ASB CAPITAL MANAGEMENT LLC

Bethesda, MDCRD #4438699Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
17 yrs
States Registered
4 states
Exams Passed
2

Registrations & licenses

Registration type
Dual-registered
Registered in 4 states
District of ColumbiaIllinoisMarylandTexas
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 3/14/2006
Series 7
General Securities Representative Examination
Passed 1/19/2006

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.01
Asset tierAnnual rate
Balanced and Equity - up to $10M1.00%
Fixed Income - up to $10M0.75%
ASB Allegiance Real Estate Fund - first $15M1.00%
ASB Allegiance Real Estate Fund - next $60M0.90%
ASB Allegiance Real Estate Fund - over $75M0.75%
ASB Labor Equity Index Fund / IBEW-NECA Equity Index Fund0.01%
Focused Core Fixed Income Fund0.20%
Source

ASB Capital Management LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CHEVY CHASE TRUST COMPANYCurrent
8/7/2014Bethesda, MD
ASB CAPITAL MANAGEMENT LLCCurrent
6/29/2010Bethesda, MD
LEGG MASON TRUST FSB
3/8/20028/13/2003Baltimore, MD

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Michael Joseph Stafford Jr. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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