Nicholas Patrick Salas

Investment Adviser Representative at BCI SECURITIES, INC.

MIAMI, FLCRD #2546483Dual-registered

No disclosures on record

Sourced from SEC IAPD & FINRA BrokerCheck

Years of Experience

29 yrs

States Registered

2 states

Exams Passed

Registrations & licenses

Registration type

Dual-registered

Registered in 2 states

FloridaNew York

Examinations passed

Series 65

Uniform Investment Adviser Law Examination

Passed 8/11/2016

Series 63

Uniform Securities Agent State Law Examination

Passed 6/12/1996

Series 10

General Securities Sales Supervisor - General Module Examination

Passed 1/2/2023

Series 9

General Securities Sales Supervisor - Options Module Examination

Passed 1/2/2023

Series 14

Compliance Officer Examination

Passed 1/2/2023

Series 4

Registered Options Principal Examination

Passed 9/10/2012

Series 24

General Securities Principal Examination

Passed 2/16/2007

Series 8

General Securities Sales Supervisor Examination (Options Module & General Module)

Passed 3/19/1998

Series 99TO

Operations Professional Examination

Passed 1/2/2023

SIE

Securities Industry Essentials Examination

Passed 10/1/2018

Series 7

General Securities Representative Examination

Passed 9/5/1995

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model

Assets Under Management (AUM)

Blended rate

0.0275

Account minimum: $250,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

BCI Securities, INC. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

BCI SECURITIES, INC.Current

5/2/2025 – MIAMI, FL

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

9/6/1995 – 1/25/2000NEW YORK, NY

INTERBOLSA SECURITIES, LLC

7/26/2010 – 2/29/2012MIAMI, FL

EFG CAPITAL INTERNATIONAL

7/26/2006 – 2/25/2008MIAMI, FL

WACHOVIA SECURITIES, LLC

7/1/2003 – 12/12/2003ST. LOUIS, MO

UCAP SECURITIES LLC

6/9/2017 – 12/26/2018MIAMI, FL

WELLS FARGO CLEARING SERVICES, LLC

6/6/2016 – 2/8/2017MIAMI, FL

SAPERE WEALTH CREATION, LLC

5/20/2010 – 7/27/2010MATTHEWS, NC

STANFORD GROUP COMPANY

3/13/2008 – 3/3/2009MIAMI, FL

BANCO DO BRASIL SECURITIES LLC

3/1/2012 – 2/13/2015MIAMI, FL

INTL FCSTONE FINANCIAL INC.

2/18/2015 – 6/10/2016MIAMI, FL

AVENUE SECURITIES LLC

11/6/2019 – 12/21/2019MIAMI, FL

LATIN SECURITIES INC.

10/13/2022 – 7/14/2025MIAMI, FL

BCI SECURITIES, INC.

10/13/2017 – 5/22/2024MIAMI, FL

WACHOVIA SECURITIES, LLC

1/29/2004 – 6/16/2006MIAMI, FL

PRUDENTIAL SECURITIES INCORPORATED

1/20/2000 – 7/1/2003NEW YORK, NY

Official records & sources

FINRA BrokerCheck record

Official broker registration & regulatory record

SEC IAPD record

SEC investment adviser registration record

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Nicholas Patrick Salas has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.