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Paola Ramos

Investment Adviser Representative at THE MATHER GROUP, LLC

Lafayette, CACRD #6289138Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
12 yrs
Exams Passed
2

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Paola Ramos is a registered investment adviser representative. Paola Ramos has passed the Series 65 examination.

Registrations & licenses

Registration type
Investment Adviser Rep
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 3/1/2014
SIE
Securities Industry Essentials Examination
Passed 8/10/2023

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $2,000,0001.15%
Next $8,000,0000.75%
Balance Over $10,000,0000.50%
Account minimum: $1,000,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

THE Mather Group, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

THE MATHER GROUP, LLC
12/5/20246/9/2026Lafayette, CA
SANCTUARY ADVISORS, LLC
4/3/202311/18/2024Danville, CA
EP WEALTH ADVISORS
8/19/20224/18/20231333 N California Blvd Suite 100, CA
MERCER GLOBAL ADVISORS INC.
4/11/20183/16/2022Walnut Creek, CA
HEWINS FINANCIAL ADVISORS, LLC
12/3/20155/19/2017San Francisco, CA
ROBASCIOTTI & ASSOCIATES , INC.
3/3/201411/23/2015San Francisco, CA

Official records & sources

Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Paola Ramos has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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