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Patrick Keen

Investment Adviser Representative at PRAIRIE RIVERS INVESTMENTS, LLC

Robinson, ILCRD #1267770Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
42 yrs
States Registered
12 states
Exams Passed
7

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Patrick Keen has worked in the securities industry since 1984. They have passed the Series 66, 63, 53, 52, 24, and 7 examinations. They are registered to provide investment advisory services in 12 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 12 states
ArizonaCaliforniaColoradoFloridaGeorgiaIllinoisIndianaNew YorkOhioSouth CarolinaTennesseeTexas
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 9/21/2007
Series 63
Uniform Securities Agent State Law Examination
Passed 8/3/1984
Series 52
Municipal Securities Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 6/16/1984
Series 53
Municipal Securities Principal Examination
Passed 2/28/1992
Series 24
General Securities Principal Examination
Passed 8/26/1991

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.015
Account minimum: $100,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Prairie Rivers Investments, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

PRAIRIE RIVERS INVESTMENTS, LLCCurrent
6/27/2017Robinson, IL
SSN ADVISORY, INC.
11/18/201312/31/2017Robinson, IL
INVESTMENT ADVISORS
11/9/200711/19/2013Robinson, IL
RAYMOND JAMES FINANCIAL SERVICES
9/14/199811/13/2007Robinson, IL

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at PRAIRIE RIVERS INVESTMENTS, LLC

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View PRAIRIE RIVERS INVESTMENTS, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Patrick Keen has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Patrick Keen - Financial Advisor in Robinson, IL | AdvisorFinder