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Patrick Terrence Ross

Investment Adviser Representative at ROSSJOHNSON & ASSOCIATES, LLC

Plymouth, MNCRD #2387120Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
32 yrs
States Registered
2 states
Exams Passed
4

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 2 states
MinnesotaTexas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 5/18/2018
Series 63
Uniform Securities Agent State Law Examination
Passed 1/4/1994
SIE
Securities Industry Essentials Examination
Passed 8/7/2018
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 1/4/1994

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$0 - $500,0001.00%
$500,001 - $3,000,0000.75%
$3,000,001 and up0.50%
Source

Rossjohnson & Associates, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ROSSJOHNSON & ASSOCIATES, LLCCurrent
8/3/2018Plymouth, MN
PARK AVENUE SECURITIES LLC
5/3/19998/7/2018Plymouth, MN
GUARDIAN INVESTOR SERVICES CORPORATION
2/13/19975/3/1999New York, NY
NORTHWESTERN MUTUAL INVESTMENT SERVICES, INC.
1/14/19942/13/1997Milwaukee, WI
ROBERT W. BAIRD & CO. INCORPORATED
1/14/19942/12/1997Milwaukee, WI

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at ROSSJOHNSON & ASSOCIATES, LLC

3 other advisors in the directory

View ROSSJOHNSON & ASSOCIATES, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Patrick Terrence Ross has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Patrick Terrence Ross - Financial Advisor in Plymouth, MN | AdvisorFinder