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Paul Douglas Kienbaum

Investment Adviser Representative at ALLIANT SECURITIES, INC. TURNER, NORD, KIENBAUM

Liberty Lake, WACRD #1532287Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
40 yrs
States Registered
11 states
Exams Passed
7

Registrations & licenses

Registration type
Dual-registered
Registered in 11 states
AlaskaArizonaCaliforniaFloridaIdahoMontanaNew YorkOregonTexasUtahWashington
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 8/28/2007
Series 63
Uniform Securities Agent State Law Examination
Passed 8/2/1986
Series 99
Operations Professional Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 7/19/1986
Series 14
Compliance Officer Examination
Passed 1/2/2023
Series 24
General Securities Principal Examination
Passed 5/10/2001

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $250,0001.50%
Next $250,0001.25%
Next $500,0001.00%
Next $500,0000.75%
Excess over $1,500,0000.50%
Source

Alliant Securities, Inc. Turner, NORD, Kienbaum Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ALLIANT SECURITIES, INC. TURNER, NORD, KIENBAUMCurrent
9/27/2007Liberty Lake, WA
PAINEWEBBER INCORPORATED
7/23/19861/26/1988

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Paul Douglas Kienbaum has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Paul Douglas Kienbaum - Financial Advisor in Liberty Lake, WA | AdvisorFinder