AdFi
RA

R. Aaron Miller

Investment Adviser Representative at Northwestern Mutual Investment Services,llc

Boston, MACRD #4707460Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
23 yrs
Exams Passed
9

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

R. Aaron Miller is an investment adviser representative with Northwestern Mutual Investment Services,llc in Boston, MA, where they have been registered since 2003, the year they entered the securities industry. They have passed 9 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Massachusetts.

Office

1 Beacon St Fl 21
Boston, MA 02108

Advisors at this office: 15

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 15, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Massachusetts
Broker:
51 states and territories

Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, Wyoming

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 3/3/2008
Series 63
Uniform Securities Agent State Law Examination
Passed 12/31/2003
Series 99
Operations Professional Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 12/12/2007
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 11/18/2003
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 4/4/2011
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 2/7/2011
Series 26
Investment Company Products/Variable Contracts Principal Examination
Passed 9/25/2007

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Northwestern Mutual Investment Services,llcCurrent
5/27/2008 – Boston, MA
Northwestern Mutual Investment Services, LLCCurrent
11/19/2003 – Winchester, MA

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Northwestern Mutual LIFE Insurance Co.
    Aug 2003 – no end date reportedMilwaukee, WI
  2. Northwestern Mutual Investment Services, LLC.
    Oct 2003 – no end date reportedBoston, MA
  3. Northwestern Mutual Wealth Management Company
    Dec 2013 – no end date reportedMilwaukee, WI

Official records & sources

Data as of June 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Northwestern Mutual Investment Services,llc

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Fixed fee
  • Other

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Unknown

Client types the firm serves

Unknown

Firm assets under management

Unknown

Firm disclosures (Form ADV)
Unknown

Source: firm Form ADV filing

Similar advisors in Boston, MA

Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. R. Aaron Miller has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Find the right advisor for you

Take the free 3-minute assessment to get matched with advisors who fit your goals.

Get Matched
R. Aaron Miller in Boston, MA - Fees & Credentials