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RG

Ralph Gregory Latza

Investment Adviser Representative at PACIFIC ASSET MANAGEMENT, LLC

Gig Harbor, WACRD #4060763Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
13 yrs
States Registered
1 states
Exams Passed
3

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Washington
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 6/9/2005
Series 31
Futures Managed Funds Examination
Passed 7/29/2005
Series 7
General Securities Representative Examination
Passed 6/1/2005

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$1 - $1,000,0001.00%
$1,000,001 - $2,000,0000.75%
$2,000,001 and up0.50%
Account minimum: $250,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Pacific Asset Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

PACIFIC ASSET MANAGEMENT, LLCCurrent
5/7/2021Gig Harbor, WA
NR SMITH & ASSOCIATES, P.S.
3/11/20204/30/2021Olympia, WA
BLUESKY WEALTH ADVISORS, LLC
8/27/20153/11/2016Santa Clara, CA
LIFESTREAM FINANCIAL, INC.
3/26/201310/6/2015Fremont, CA
PRIVATE OCEAN
10/9/20123/28/2013San Rafael, CA
PLAN[REAL]
6/23/20083/18/2010San Francisco, CA
MERRILL LYNCH PIERCE FENNER & SMITH INC.
3/10/200610/2/2007San Francisco, CA
MORGAN STANLEY
8/15/200511/16/2005San Francisc, CA

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at PACIFIC ASSET MANAGEMENT, LLC

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View PACIFIC ASSET MANAGEMENT, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Ralph Gregory Latza has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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