AdFi
RV

Regan Veronica Schumacher

Investment Adviser Representative at HBKS WEALTH ADVISORS

Conshohocken, PACRD #4311737Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
25 yrs
States Registered
1 states
Exams Passed
7

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Pennsylvania
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 5/12/2008
Series 63
Uniform Securities Agent State Law Examination
Passed 2/22/2001
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 3
National Commodity Futures Examination
Passed 8/5/2002
Series 7
General Securities Representative Examination
Passed 12/19/2000
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 1/2/2023
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 9/22/2017

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

HBKS Wealth Advisors Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

HBKS WEALTH ADVISORSCurrent
9/6/2024Conshohocken, PA
JANNEY MONTGOMERY SCOTT LLC
3/20/20239/4/2024Yardley, PA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
10/14/20213/14/2023Wayne, PA
WELLS FARGO CLEARING SERVICES, LLC
1/7/20169/22/2021Radnor, PA
CREDIT SUISSE SECURITIES (USA) LLC
4/8/20152/2/2016West Conshohocken, PA
MORGAN STANLEY
6/1/200912/2/2014Bryn Mawr, PA
MORGAN STANLEY & CO. INCORPORATED
12/3/20086/1/2009Wayne, PA

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at HBKS WEALTH ADVISORS

Showing 12 of 74 in the directory

View HBKS WEALTH ADVISORS firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Regan Veronica Schumacher has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Find the right advisor for you

Take the free 3-minute assessment to get matched with advisors who fit your goals.

Get Matched
Regan Veronica Schumacher - Financial Advisor in Conshohocken, PA | AdvisorFinder