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Richard Allen Schuette Jr

Investment Adviser Representative at AVALAN, LLC

Santa Barbara, CACRD #2907767Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
21 yrs
States Registered
2 states
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Richard Allen Schuette has worked in the securities industry since 2005. They have passed the Series 65, 63, 24, 7, and 6 examinations. They are registered to provide investment advisory services in California and Washington.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
CaliforniaWashington
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 9/22/1998
Series 63
Uniform Securities Agent State Law Examination
Passed 6/25/1997
SIE
Securities Industry Essentials Examination
Passed 10/22/2014
Series 7
General Securities Representative Examination
Passed 8/26/1997
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 6/25/1997
Series 24
General Securities Principal Examination
Passed 12/31/1998

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.02
Source

Avalan, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

AVALAN, LLCCurrent
3/17/2011Santa Barbara, CA
GIRARD SECURITIES, INC.
10/17/200510/22/2014Santa Barbara, CA
VIDA WEALTH PARTNERS, INC.
10/12/200612/17/2013Santa Barbara, CA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at AVALAN, LLC

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View AVALAN, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Richard Allen Schuette Jr has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Richard Allen Schuette Jr - Financial Advisor in Santa Barbara, CA | AdvisorFinder