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Richard Christopher Green

Investment Adviser Representative at SIMPLYRIA ADVISOR NETWORK

San Diego, CACRD #2769630Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
22 yrs
States Registered
1 states
Exams Passed
8

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Richard Christopher Green has worked in the securities industry since 2004. They are registered to provide investment advisory services in California.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
California
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 11/8/2012
Series 66
Uniform Combined State Law Examination
Passed 6/6/2005
Series 63
Uniform Securities Agent State Law Examination
Passed 8/27/1996
Series 7
General Securities Representative Examination
Passed 11/19/1996
Series 52
Municipal Securities Representative Examination
Passed 8/19/1996
Series 24
General Securities Principal Examination
Passed 12/11/2006
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 1/5/2000
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 8/11/1999

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $250,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Simplyria Advisor Network Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

SIMPLYRIA ADVISOR NETWORKCurrent
5/13/2024San Diego, CA
ALPHA GLOBAL INVESTMENTS
1/14/201410/10/2024San Diego, CA
ALPHA GLOBAL INVESTMENTS
11/20/201212/31/2013San Diego, CA
AMERIVEST INVESTMENT MANAGEMENT, LLC
4/24/200610/5/2009San Diego, CA
TD AMERITRADE, INC.
3/23/200510/5/2009San Diego, CA
WM FINANCIAL SERVICES, INC.
7/13/20043/18/2005Del Mar, CA
A. G. EDWARDS & SONS, INC.
3/29/20017/13/2004San Diego, CA

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Richard Christopher Green has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Richard Christopher Green - Financial Advisor in San Diego, CA | AdvisorFinder