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Richard Howorth Parry

Investment Adviser Representative at TOM JOHNSON INVESTMENT MANAGEMENT, LLC

Oklahoma City, OKCRD #2022452Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
34 yrs
States Registered
2 states
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Richard Howorth Parry has worked in the securities industry since 1992. They have passed the Series 65, 63, and 6 examinations. They are registered to provide investment advisory services in Oklahoma and Texas.

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 2 states
OklahomaTexas
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 10/16/1997
Series 65
Uniform Investment Adviser Law Examination
Passed 12/2/1991
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 10/3/1997

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.01
Asset tierAnnual rate
First $1,000,0001.00%
Next $4,000,0000.75%
Next $5,000,0000.60%
Next $15,000,0000.50%
Next $25,000,0000.45%
Next $50,000,0000.40%
Over $100,000,0000.00%
Source

TOM Johnson Investment Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

TOM JOHNSON INVESTMENT MANAGEMENT, LLCCurrent
11/13/1992Oklahoma City, OK

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at TOM JOHNSON INVESTMENT MANAGEMENT, LLC

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View TOM JOHNSON INVESTMENT MANAGEMENT, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Richard Howorth Parry has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Richard Howorth Parry - Financial Advisor in Oklahoma City, OK | AdvisorFinder