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Richard Lee Horner Jr

Investment Adviser Representative at ATLANTIS WEALTH ADVISORS LLC

Elkhart, INCRD #2210682Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
34 yrs
States Registered
1 states
Exams Passed
8

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Indiana
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 10/29/2007
Series 63
Uniform Securities Agent State Law Examination
Passed 2/3/1992
SIE
Securities Industry Essentials Examination
Passed 5/5/2017
Series 7
General Securities Representative Examination
Passed 12/8/1997
Series 22
Direct Participation Programs Representative Examination
Passed 6/4/1993
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 2/3/1992
Series 51
Municipal Fund Securities Principal Examination
Passed 3/31/2003
Series 24
General Securities Principal Examination
Passed 3/14/2001

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Atlantis Wealth Advisors LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ATLANTIS WEALTH ADVISORS LLCCurrent
8/31/2015 – Elkhart, IN
NEXT FINANCIAL GROUP, INC.
11/28/2006 – 8/21/2015Elkhart, IN
TRANSAMERICA FINANCIAL ADVISORS, INC.
7/28/1999 – 11/27/2006Elkhart, IN

Official records & sources

FINRA BrokerCheck record
Official broker registration & regulatory record
SEC IAPD record
SEC investment adviser registration record

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at ATLANTIS WEALTH ADVISORS LLC

3 other advisors in the directory

Muhammed-Kabeer Olarewaju Gbaja-Biamila
Investment Adviser Representative
Investment Adviser Rep
Todd Robert Rhine
Investment Adviser Representative
Dual-registered
Steven Elliott Zerbarini
Investment Adviser Representative
Dual-registered
View ATLANTIS WEALTH ADVISORS LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Richard Lee Horner Jr has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Richard Lee Horner Jr - Financial Advisor in Elkhart, IN | AdvisorFinder