AdFi
RP

Richard Patrick Bertino

Investment Adviser Representative at U.S. BANCORP ADVISORS, LLC

Omaha, NECRD #2005902Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
35 yrs
States Registered
28 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 28 states
ArizonaCaliforniaColoradoDistrict of ColumbiaFloridaGeorgiaIllinoisIndianaIowaKansasKentuckyMichiganMinnesotaMissouriNebraskaNew HampshireNew YorkNorth CarolinaOklahomaPennsylvaniaSouth DakotaTennesseeTexasUtahVermontVirginiaWashingtonWisconsin
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 12/30/1999
Series 63
Uniform Securities Agent State Law Examination
Passed 11/28/1989
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 4/30/1993
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 11/28/1989

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

U.S. Bancorp Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

U.S. BANCORP ADVISORS, LLCCurrent
2/13/2026Omaha, NE
U.S. BANCORP INVESTMENTS, INC.
6/16/20212/13/2026Omaha, NE
WELLS FARGO CLEARING SERVICES, LLC
1/3/20116/16/2021Omaha, NE
WELLS FARGO INVESTMENTS, LLC
5/8/20011/3/2011Omaha, NE

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Richard Patrick Bertino has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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