AdFi
RJ

Robert John Radoccia

Investment Adviser Representative at THE CAPITAL GROUP FIDUCIARY ADVISORS, LLC

Cranston, RICRD #2591278Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
31 yrs
States Registered
8 states
Exams Passed
8

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Robert John Radoccia has worked in the securities industry since 1995. They are registered to provide investment advisory services in Florida, Massachusetts, New Hampshire, New Jersey, New York, Rhode Island, South Carolina, and Vermont.

Registrations & licenses

Registration type
Dual-registered
Registered in 8 states
FloridaMassachusettsNew HampshireNew JerseyNew YorkRhode IslandSouth CarolinaVermont
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 11/9/1995
Series 63
Uniform Securities Agent State Law Examination
Passed 4/10/1995
Series 52
Municipal Securities Representative Examination
Passed 1/2/2023
Series 99
Operations Professional Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 3/17/1995
Series 53
Municipal Securities Principal Examination
Passed 2/8/2002
Series 24
General Securities Principal Examination
Passed 5/10/1996

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.01
Asset tierAnnual rate
First $1,000,0001.00%
Next $1,000,001-$3,000,0000.75%
Next $3,000,001-$5,000,0000.65%
Next $5,000,001-$10,000,0000.50%
Next $10,000,001-$15,000,0000.25%
Over $15,000,0000.00%
Source

THE Capital Group Fiduciary Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

THE CAPITAL GROUP FIDUCIARY ADVISORS, LLCCurrent
7/16/2018Cranston, RI
THE CAPITAL GROUP
6/20/200112/31/2018Cranston, RI

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Robert John Radoccia has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.