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Roberto Guillermo Schwartz

Investment Adviser Representative at LIFECAPITAL PARTNERS LLC

New York, NYCRD #5415580Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
19 yrs
States Registered
3 states
Exams Passed
3

Registrations & licenses

Registration type
Dual-registered
Registered in 3 states
New JerseyNew YorkTexas
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 10/29/2007
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 10/10/2007

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Lifecapital Partners LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

LIFECAPITAL PARTNERS LLCCurrent
11/21/2025New York, NY
EQUITABLE ADVISORS, LLC
4/15/200912/3/2025New York, NY

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at LIFECAPITAL PARTNERS LLC

2 other advisors in the directory

View LIFECAPITAL PARTNERS LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Roberto Guillermo Schwartz has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Roberto Guillermo Schwartz - Financial Advisor in New York, NY | AdvisorFinder