AdFi
RJ

Rocco Joseph Fiordelisi III

Investment Adviser Representative at DANA INVESTMENT ADVISORS INC

Webster Groves, MOCRD #1889128Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
20 yrs
States Registered
1 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Missouri
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 1/8/2010
Series 63
Uniform Securities Agent State Law Examination
Passed 2/16/1989
SIE
Securities Industry Essentials Examination
Passed 5/4/2016
Series 31
Futures Managed Funds Examination
Passed 6/16/2000
Series 7
General Securities Representative Examination
Passed 1/21/1989

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

DANA Investment Advisors Inc Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

DANA INVESTMENT ADVISORS INCCurrent
3/6/2015Webster Groves, MO
WELLS FARGO ADVISORS, LLC
8/4/20107/23/2013St. Louis, MO
PRUDENTIAL INVESTMENTS LLC
12/21/20055/22/2006St.louis, MO
PRUDENTIAL INVESTMENTS LLC
12/6/200010/14/2005St. Louis, MO

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Rocco Joseph Fiordelisi III has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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