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Roger Dale Davis

Investment Adviser Representative at SOUND INCOME STRATEGIES, LLC

Chattanooga, TNCRD #2087383Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
35 yrs
States Registered
1 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Tennessee
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 9/10/2001
Series 63
Uniform Securities Agent State Law Examination
Passed 11/5/1990
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 11/9/1990
Series 24
General Securities Principal Examination
Passed 4/19/2006

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $25,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Sound Income Strategies, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

SOUND INCOME STRATEGIES, LLCCurrent
9/30/2025Chattanooga, TN
WMG FINANCIAL ADVISORS, LLC
3/23/201710/3/2025Chattanooga, TN
LINCOLN FINANCIAL SECURITIES CORPORATION
9/19/201612/17/2017Ooltewah, TN
SUNTRUST ADVISORY SERVICES LLC
9/9/201610/3/2016Chattanooga, TN
SUNTRUST INVESTMENT SERVICES, INC.
4/25/19969/20/2016Chattanooga, TN

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Roger Dale Davis has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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